This course is part of the FinTech: Finance Industry Transformation and Regulation Specialization

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230 ratings

Theodore Henry King CLARK

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FinTech: Finance Industry Transformation and Regulation SpecializationThe Hong Kong University of Science and Technology

About this Course

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This course "FinTech Security and Regulation (RegTech)" help you to understand RegTech and to become more confident and persuasive in your ability to analyze and make recommendations to executives within the finance industry regarding how to react to these changes, e.g. Regulations to cryptocurrencies like BitCoin & Initial Coin Offering (ICO). It presents the views of several professors from the top business school in Asia as well as perspectives from industry professionals.
You will learn about how FinTech and RegTech disrupt and transform finance industry, such as challenges in protecting data and security with digital forensics, risk management and corporate governance in banking industry in terms of Know Your Customer (KYC) and Anti Money Laundering (AML), and how governments in different countries take initiatives in FinTech and RegTech.

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Earn a Certificate upon completion

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Coursera Labs

Includes hands on learning projects.

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Course 2 of 4 in the

FinTech: Finance Industry Transformation and Regulation Specialization

Beginner Level

Approx. 14 hours to complete

English

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Flexible deadlines

Reset deadlines in accordance to your schedule.

Shareable Certificate

Earn a Certificate upon completion

100% online

Start instantly and learn at your own schedule.

Coursera Labs

Includes hands on learning projects.

Learn more about Coursera Labs

Course 2 of 4 in the

FinTech: Finance Industry Transformation and Regulation Specialization

Beginner Level

Approx. 14 hours to complete

English

Could your company benefit from training employees on in-demand skills?

Try Coursera for Business

Instructor

Instructor rating

4.62/5 (63 Ratings)

Theodore Henry King CLARK

Associate Professor

Information Systems, Business Statistics and Operations Management Department

59,474 Learners

10 Courses

Offered by

The Hong Kong University of Science and Technology

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Syllabus - What you will learn from this course

Week1

Week 1

3 hours to complete

Introduction to FinTech Security & Regulation

3 hours to complete

14 videos (Total 105 min), 2 readings, 1 quiz

14 videos

1.1 Course & Module 1 Introduction6m1.2a Risk & Risk Management (Part 1)9m1.2b Risk and Risk Management (Part 2)7m1.3a Goals of Security & Regulation (Part 1)5m1.3b Goals of Security & Regulation (Part 2)7m1.4a What is RegTech? (Part 1)6m1.4b What is RegTech? (Part 2)6m1.5a What is InsurTech? (Part 1)10m1.5b What is InsurTech? (Part 2)4m1.6a Do regulations help society? (Part 1)8m1.6b Do regulations help society? (Part 2)6m1.7a How much security is optimal? (Part 1)8m1.7b How much security is optimal? (Part 2)9m1.8 FinTech Security and Regulation : Introduction & Overview Summary6m

2 readings

Course Outline10mAssignment & Grading10m

1 practice exercise

Module 1 Quiz20m

Week2

Week 2

2 hours to complete

Risk Management & Government Control

In this module, we explore some of the tools government use to regulate financial markets and discuss potential challenges for FinTech innovators in complying with these regulations. Some basic terms commonly used in finance such as AML & KYC are defined and described. We examine the role of different government agencies as well as alternative social objectives that influence the development of regulations over time.

2 hours to complete

12 videos (Total 104 min)

12 videos

2.1 Introduction to Risk Management & Government Control5m2.2 AML & KYC in FinTech11m2.3 Interview with the Chief Operating Officer of HSBC Asia Pacific about RegTech13m2.4a Government Regulation to Protect Consumers (Part 1)9m2.4b Government Regulation to Protect Consumers (Part 2)7m2.5a Regulation to Increase Tax Compliance & Control (Part 1)8m2.5b Regulation to Increase Tax Compliance & Control (Part 2)7m2.6a Insurance, Risk Management, and Controls to Protect Society (Part 1)9m2.6b Insurance, Risk Management, and Controls to Protect Society (Part 2)4m2.7a Weak Regulations lead to Financial Crisis & Meltdown: AIG case study (Part 1)9m2.7b Weak Regulations lead to Financial Crisis & Meltdown: AIG case study (Part 2)9m2.8 Risk Management & Government Control Summary8m

1 practice exercise

Module 2 Quiz20m

Week3

Week 3

2 hours to complete

Fraud, Crimes, & Security

2 hours to complete

11 videos (Total 103 min)

11 videos

3.1 Introduction to Fraud, Crimes, & Security2m3.2a Cybersecurity- Data and Related Technologies (Part 1)10m3.2b Cybersecurity- Data and Related Technologies (Part 2)11m3.3a Cybersecurity - Human Related Issues (Part 1)7m3.3b Cybersecurity - Human Related Issues (Part 2)10m3.4a Digital Forensics & Electronic Evidence Discovery (Part 1)9m3.4b Digital Forensics & Electronic Evidence Discovery (Part 2)11m3.5a UN Model Law on E-commerce & FinTech (Part 1)9m3.5b UN Model Law on E-commerce & FinTech (Part 2)15m3.6 Recommendations for FinTech Firms on Cybersecurity7m3.7 Fraud, Crimes, & Security Summary5m

1 practice exercise

Module 3 Quiz20m

Week4

Week 4

2 hours to complete

Global Trends and Government Initiatives in RegTech

2 hours to complete

9 videos (Total 80 min)

9 videos

4.1 Introduction to Global Trends & Government Initiatives in RegTech5m4.2a UK Open Banking Initiative (Part 1)9m4.2b UK Open Banking Initiative (Part 2)9m4.3 USA and European Regulations on FinTech9m4.4 Cryptocurrencies & ICO Regulations10m4.5 FinTech Innovation by Government - Berkeley ICO8m4.6 China Regulations and Restrictions on FinTech9m4.7 Hong Kong, Singapore, & Other Markets on RegTech10m4.8 Global Trends and Government Initiatives in RegTech Summary7m

1 practice exercise

Module 4 Quiz20m

Reviews

4.7

64 reviews

5 stars
76.08%
4 stars
18.26%
3 stars
3.04%
2 stars
1.30%
1 star
1.30%

TOP REVIEWS FROM FINTECH SECURITY AND REGULATION (REGTECH)

by SAJul 26, 2020

Great course for people who have a little background knowledge of business, not recommended for beginners

by JJDec 30, 2020

Great and very useful course for people in compliance field

by SOAug 11, 2022

The course give an overview on how to address the regulatory concern on fintech.

i will reccommend this to beginners who want to have a career switch in fintech space

by AASep 16, 2020

Well Explained and good learning from this course. Basic overview about topic. and I really liked facullty explained

View all reviews

About the FinTech: Finance Industry Transformation and Regulation Specialization

Objective

This Specialization is intended for finance professional who are seeking to develop skills and understanding of FinTech. Through these four courses, you will cover FinTech foundations and overview, FinTech security and regulation (RegTech), FinTech risk management and FinTech disruptive innovation: implications to society, which will prepare you to become more confident and persuasive in your ability to analyze and make decisions regarding how to react to these changes. Key Benefits You will earn a FinTech specialization certificate offered by the HKUST and Coursera after completing all four courses. You can add to your resume and Linkedin profile which can benefit to your career in finance industry. Also you will gain knowledge and insights in FinTech for your current and future career development in Finance industry. Who is this Specialization for? Everyone who is interested in FinTech and wants to learn more is welcome and will benefit from this course, and is useful for finance executives, government officers, entrepreneurs, consumers and investors of FinTech. To know more... Find out more and watch the FinTech specialization promotional video on Youtube. https://youtu.be/MmqNLp4iuZE

FinTech: Finance Industry Transformation and Regulation

Frequently Asked Questions

When will I have access to the lectures and assignments?
Access to lectures and assignments depends on your type of enrollment. If you take a course in audit mode, you will be able to see most course materials for free. To access graded assignments and to earn a Certificate, you will need to purchase the Certificate experience, during or after your audit. If you don't see the audit option:
The course may not offer an audit option. You can try a Free Trial instead, or apply for Financial Aid.
The course may offer 'Full Course, No Certificate' instead. This option lets you see all course materials, submit required assessments, and get a final grade. This also means that you will not be able to purchase a Certificate experience.
What will I get if I subscribe to this Specialization?
When you enroll in the course, you get access to all of the courses in the Specialization, and you earn a certificate when you complete the work. Your electronic Certificate will be added to your Accomplishments page - from there, you can print your Certificate or add it to your LinkedIn profile. If you only want to read and view the course content, you can audit the course for free.
Is financial aid available?
Yes. In select learning programs, you can apply for financial aid or a scholarship if you can’t afford the enrollment fee. If fin aid or scholarship is available for your learning program selection, you’ll find a link to apply on the description page.

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FinTech Security and Regulation (RegTech)

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