About this Course

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Beginner Level
Approx. 15 hours to complete
English
Shareable Certificate
Earn a Certificate upon completion
100% online
Start instantly and learn at your own schedule.
Flexible deadlines
Reset deadlines in accordance to your schedule.
Beginner Level
Approx. 15 hours to complete
English

Offered by

Placeholder

The Hong Kong University of Science and Technology

Syllabus - What you will learn from this course

Week
1

Week 1

3 hours to complete

Compliance with financial requirements & government regulations

3 hours to complete
9 videos (Total 99 min), 2 readings, 1 quiz
9 videos
1.2 Finance Regulation & Compliance: Foundations & History (Part 1)11m
1.3 Finance Regulation & Compliance: Foundations & History (Part 2)19m
1.4 Financial Compliance Challenges11m
1.5 Risks & Opportunities of Avoiding or Bypassing Regulations10m
1.6 Compliance regarding Crypto and ICOs10m
1.7 Security, Monitoring Compliance & Data Protection Policies11m
1.8 Compliance to Tax & Control10m
1.9 Week 1 Summary5m
2 readings
Course Outline10m
Assignments & Grading10m
1 practice exercise
Week 1 Quiz20m
Week
2

Week 2

3 hours to complete

FinTech Compliance with corporate governance: Objectives, guidelines,& policy

3 hours to complete
11 videos (Total 106 min), 1 reading, 2 quizzes
11 videos
2.2 Introduction to FinTech Risks11m
2.3 FinTech Operational Risk Examples10m
2.4 Strategy for Implementing Corporate Governance to FinTech Risks Part 19m
2.5 Strategy for Implementing Corporate Governance to FinTech Risks Part 29m
2.6 Risk Management & Fraud Avoidance11m
2.7 Introduction to Risk Analysis9m
2.8 Risk Management Process I8m
2.9 Risk Management Process II9m
2.10 Internal Controls11m
2.11 Week 2 summary10m
1 reading
Risk Assessment Template10m
2 practice exercises
Practical exercise: Data breach internal controls30m
Week 2 Quiz20m
Week
3

Week 3

2 hours to complete

IT Compliance & Assurance Part 1

2 hours to complete
10 videos (Total 95 min)
10 videos
3.2 Business Application Development I10m
3.3 Business Application Development II8m
3.4 Implementation & Review9m
3.5 Risks Associate with Business Application Development9m
3.6 Information System Maintenance Practices10m
3.7 Change Management Process I10m
3.8 Change Management Process II8m
3.9 Emergency Changes10m
3.10 Week 3 Summary9m
1 practice exercise
Week 3 Quiz20m
Week
4

Week 4

2 hours to complete

IT Compliance & Assurance Part 2

2 hours to complete
11 videos (Total 107 min)
11 videos
4.2 Business Continuity Plan and Disaster Recovery10m
4.3 Business Continuity Plan Step 1-28m
4.4 Business Continuity Plan Step 211m
4.5 Process of Business Impact Analysis6m
4.6 Business Continuity Plan Step 3 Part 111m
4.7 Business Continuity Plan Step 3 Part 29m
4.8 Business Continuity Plan Step 411m
4.9 Business Continuity Plan Step 5-710m
4.10 Data Backup & Restoration Policy9m
4.11 Week 4 Summary10m
1 practice exercise
Week 4 Quiz20m

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About the FinTech: Finance Industry Transformation and Regulation Specialization

FinTech: Finance Industry Transformation and Regulation

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