About this Course
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Learner Career Outcomes

100% online

Start instantly and learn at your own schedule.

Flexible deadlines

Reset deadlines in accordance to your schedule.

Beginner Level

Approx. 18 hours to complete

Suggested: 7 hours of videos in total, plus a final project requiring about 5 hours to complete....

English

Subtitles: English, Chinese (Simplified)

Learner Career Outcomes

100% online

Start instantly and learn at your own schedule.

Flexible deadlines

Reset deadlines in accordance to your schedule.

Beginner Level

Approx. 18 hours to complete

Suggested: 7 hours of videos in total, plus a final project requiring about 5 hours to complete....

English

Subtitles: English, Chinese (Simplified)

Syllabus - What you will learn from this course

Week
1
2 hours to complete

Compliance with financial requirements & government regulations

9 videos (Total 99 min), 2 readings, 1 quiz
9 videos
1.2 Finance Regulation & Compliance: Foundations & History (Part 1)11m
1.3 Finance Regulation & Compliance: Foundations & History (Part 2)19m
1.4 Financial Compliance Challenges11m
1.5 Risks & Opportunities of Avoiding or Bypassing Regulations10m
1.6 Compliance regarding Crypto and ICOs10m
1.7 Security, Monitoring Compliance & Data Protection Policies11m
1.8 Compliance to Tax & Control10m
1.9 Week 1 Summary5m
2 readings
Course Outline10m
Assignments & Grading10m
1 practice exercise
Week 1 Quiz20m
Week
2
2 hours to complete

FinTech Compliance with corporate governance: Objectives, guidelines,& policy

11 videos (Total 106 min), 1 reading, 2 quizzes
11 videos
2.2 Introduction to FinTech Risks11m
2.3 FinTech Operational Risk Examples10m
2.4 Strategy for Implementing Corporate Governance to FinTech Risks Part 19m
2.5 Strategy for Implementing Corporate Governance to FinTech Risks Part 29m
2.6 Risk Management & Fraud Avoidance11m
2.7 Introduction to Risk Analysis9m
2.8 Risk Management Process I8m
2.9 Risk Management Process II9m
2.10 Internal Controls11m
2.11 Week 2 summary10m
1 reading
Risk Assessment Template10m
2 practice exercises
Practical exercise: Data breach internal controls6m
Week 2 Quiz20m
Week
3
2 hours to complete

IT Compliance & Assurance Part 1

10 videos (Total 95 min), 1 quiz
10 videos
3.2 Business Application Development I10m
3.3 Business Application Development II8m
3.4 Implementation & Review9m
3.5 Risks Associate with Business Application Development9m
3.6 Information System Maintenance Practices10m
3.7 Change Management Process I10m
3.8 Change Management Process II8m
3.9 Emergency Changes10m
3.10 Week 3 Summary9m
1 practice exercise
Week 3 Quiz20m
Week
4
2 hours to complete

IT Compliance & Assurance Part 2

11 videos (Total 107 min), 1 quiz
11 videos
4.2 Business Continuity Plan and Disaster Recovery10m
4.3 Business Continuity Plan Step 1-28m
4.4 Business Continuity Plan Step 211m
4.5 Process of Business Impact Analysis6m
4.6 Business Continuity Plan Step 3 Part 111m
4.7 Business Continuity Plan Step 3 Part 29m
4.8 Business Continuity Plan Step 411m
4.9 Business Continuity Plan Step 5-710m
4.10 Data Backup & Restoration Policy9m
4.11 Week 4 Summary10m
1 practice exercise
Week 4 Quiz20m
4.5
14 ReviewsChevron Right

Top reviews from FinTech Risk Management

By SDJul 21st 2019

A quick guide to regulatory and IT risks related to fintech. Thanks to Prof Percy and Clark for putting together such good work.

By RRJul 25th 2019

Great course for Fintech Risk Management consultants and banking C level leaders.Thank you..

Instructors

Avatar

Garvin Percy DIAS

Associate Professor of Business Education
Information Systems, Business Statistics and Operations Management Department
Avatar

Theodore Henry King CLARK

Associate Professor
Information Systems, Business Statistics and Operations Management Department

About The Hong Kong University of Science and Technology

HKUST - A dynamic, international research university, in relentless pursuit of excellence, leading the advance of science and technology, and educating the new generation of front-runners for Asia and the world....

About the FinTech: Finance Industry Transformation and Regulation Specialization

Objective This Specialization is intended for finance professional who are seeking to develop skills and understanding of FinTech. Through these four courses, you will cover FinTech foundations and overview, FinTech security and regulation (RegTech), FinTech risk management and FinTech disruptive innovation: implications to society, which will prepare you to become more confident and persuasive in your ability to analyze and make decisions regarding how to react to these changes. Key Benefits You will earn a FinTech specialization certificate offered by the HKUST and Coursera after completing all four courses. You can add to your resume and Linkedin profile which can benefit to your career in finance industry. Also you will gain knowledge and insights in FinTech for your current and future career development in Finance industry. Who is this Specialization for? Everyone who is interested in FinTech and wants to learn more is welcome and will benefit from this course, and is useful for finance executives, government officers, entrepreneurs, consumers and investors of FinTech. To know more... Find out more and watch the FinTech specialization promotional video on Youtube. https://youtu.be/MmqNLp4iuZE...
FinTech: Finance Industry Transformation and Regulation

Frequently Asked Questions

  • Once you enroll for a Certificate, you’ll have access to all videos, quizzes, and programming assignments (if applicable). Peer review assignments can only be submitted and reviewed once your session has begun. If you choose to explore the course without purchasing, you may not be able to access certain assignments.

  • When you enroll in the course, you get access to all of the courses in the Specialization, and you earn a certificate when you complete the work. Your electronic Certificate will be added to your Accomplishments page - from there, you can print your Certificate or add it to your LinkedIn profile. If you only want to read and view the course content, you can audit the course for free.

More questions? Visit the Learner Help Center.