EDUCBA

Investment Ethics and Performance Standards

EDUCBA

Investment Ethics and Performance Standards

EDUCBA

Instructor: EDUCBA

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Gain insight into a topic and learn the fundamentals.
2 weeks to complete
at 10 hours a week
Flexible schedule
Learn at your own pace
Gain insight into a topic and learn the fundamentals.
2 weeks to complete
at 10 hours a week
Flexible schedule
Learn at your own pace

What you'll learn

  • Apply CFA Code of Ethics and Professional Standards to client and investment scenarios.

  • Evaluate conflicts of interest, fair dealing practices, and ethical decision-making situations.

  • Interpret GIPS requirements for performance reporting, composites, and compliance standards.

Details to know

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Assessments

24 assignments

Taught in English
Recently updated!

June 2026

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There are 6 modules in this course

Learn core CFA ethical principles, including knowledge of law, independence, misrepresentation, and professional conduct to build a strong ethical foundation.

What's included

8 videos4 assignments

Understand insider trading, market manipulation, and fiduciary responsibilities to ensure fair and ethical treatment of clients.

What's included

8 videos4 assignments

Develop skills in suitability analysis, performance reporting, and confidentiality to manage client relationships effectively.

What's included

8 videos4 assignments

Explore employer duties, supervisory responsibilities, communication standards, and recordkeeping for ethical workplace conduct.

What's included

8 videos4 assignments

Learn to identify, disclose, and manage conflicts of interest while maintaining integrity and professional standards.

What's included

8 videos4 assignments

Master CFA professional standards and GIPS guidelines for transparent performance reporting and global compliance.

What's included

10 videos4 assignments

Instructor

EDUCBA
EDUCBA
1,657 Courses337,648 learners

Offered by

EDUCBA

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