By the end of this course, learners will be able to identify key securities identifiers and reference data, explain securities borrowing and lending and collateral management processes, apply options strategies for risk management, analyze major financial risks, and evaluate the role of global regulatory frameworks such as MiFID and international supervisory bodies.
Analyze Investment Banking Operations, Risk & Regulation
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Gain insight into a topic and learn the fundamentals.
Beginner level
Recommended experience
2 weeks to complete
at 10 hours a week
Flexible schedule
Learn at your own pace
What you'll learn
Identify securities reference data and explain securities lending and collateral processes.
Apply options strategies and analyze key financial risks in banking operations.
Evaluate global regulations and supervisory frameworks impacting investment banking.
Skills you'll gain
Details to know
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Recently updated!
January 2026
Assessments
30 assignments
Taught in English
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There are 8 modules in this course
This module introduces the foundational building blocks of post-trade investment banking operations, focusing on global security identification systems, Standard Settlement Instructions (SSIs), and reference data management. Learners gain practical insight into how accurate identifiers and static data enable efficient trade processing, reduce settlement failures, and mitigate operational risk.
What's included
9 videos4 assignments
This module explores the structure and purpose of securities borrowing and lending markets, including participants, loan types, benefits, risks, and reporting requirements. Learners understand how SBL supports liquidity, short selling, and market efficiency while introducing operational and credit risk considerations.
What's included
12 videos4 assignments
This module provides a detailed view of collateral management within investment banking operations, covering collateral types, key parties, operational workflows, and relationship management. Learners gain insight into how collateral mitigates counterparty risk and introduces operational complexity.
What's included
9 videos4 assignments
This module introduces core options strategies used for hedging and income generation, including calls, puts, covered strategies, and protective techniques. Learners understand risk–reward profiles and the strategic application of options in different market conditions.
What's included
13 videos4 assignments
This module advances learners’ understanding of complex options strategies and derivatives frameworks, including ISDA documentation, volatility-based strategies, and multi-leg spreads. The focus is on structuring precise risk–return outcomes in sophisticated market environments.
What's included
11 videos4 assignments
This module examines key financial risks faced by investment banks, including market, credit, liquidity, and operational risk. Learners explore causes of risk and practical mitigation techniques used in real-world banking environments.
What's included
13 videos4 assignments
This module introduces the structure and objectives of financial regulation, emphasizing the role of international regulators in maintaining systemic stability. Learners understand how regulatory oversight supports market integrity and cross-border coordination.
What's included
4 videos3 assignments
This module focuses on global regulatory coordination and the Markets in Financial Instruments Directive (MiFID). Learners examine regulatory requirements, transparency rules, and the operational impact of compliance on investment firms.
What's included
5 videos3 assignments
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