Back to FinTech Law and Policy
Duke University

FinTech Law and Policy

Being a successful FinTech firm requires more than just great technology; it also requires an understanding of the laws and regulations applicable to your business. This course will provide you with that understanding. You will learn about the critical legal, regulatory, and policy issues associated with cryptocurrencies, initial coin offerings, online lending, new payments and wealth management technologies, and financial account aggregators. In addition, you will learn how regulatory agencies in the U.S. are continually adjusting to the emergence of new financial technologies and how one specific agency has proposed a path for FinTech firms to become regulated banks. You will also learn the basics of how banks are regulated in the U.S. If you are unfamiliar with how these new financial technologies work, fear not. We will begin each new course section with a high-level overview of the underlying technology. While the course is principally focused on the U.S. FinTech industry, we cannot possibly cover every relevant legal and regulatory issue. Therefore, this course should not be construed as legal advice. Rather, the goal of the course is to familiarize you with the key legal and regulatory challenges FinTech firms in various sectors face, as well as the critical policy debates that are occurring in Washington D.C. and state capitals across the country.

Status: Financial Regulation
Status: Financial Data
BeginnerCourse11 hours

Featured reviews

VG

5.0Reviewed Sep 18, 2020

Great insight and perfect curriculum to understand Fintech Law and Policy. Special thanks to Mr. Lee Reiners for making such complex subject easier to understand.

MH

5.0Reviewed Nov 30, 2020

I) Incredibly informative contentII) Well-OrganizedIII) Top class lecturer, superb mentoringIV) Course material and take away resources are extremely beneficial

AG

5.0Reviewed Oct 11, 2020

Very good, informative and great explained course. I liked the form when after each video was a quiz test which makes finalising of every finished topic.

SL

5.0Reviewed Jun 5, 2019

The course was very informative. The slideshows presented graphs, charts, and definitions, which made the course's information understandable.

E

5.0Reviewed Jan 20, 2022

Loved this course, took me a few days of focused work. Great overview of the complex environment Fintechs operate in and around. Really like the visual aids, too!

DE

5.0Reviewed Oct 1, 2020

Duke University put a great spin to this course by having graphics and relevant information next to the professor while giving the lecture. I am a visual learner and this method was great!!

KA

5.0Reviewed Jun 24, 2020

Impressive! Manage to completed in 3 days, committed and dedicated studying in Fintech.If I can, why shouldn't you?p.s: The final exam was quite tough! Get prepare students with your notes!

JR

5.0Reviewed Mar 7, 2021

Solid information and coming from a law background I found it very helpful. It would be great if Duke U could create more fintech lessons.

LR

5.0Reviewed Dec 31, 2025

Enroll in this course. It will not only refresh your knowledge on banking policy but also provide insights into the challenges faced by fintech companies in the United States.

AM

5.0Reviewed Nov 11, 2022

Great legal and regulatory overview. Information is still relevant even though a few things are outdated. Great into to the overall regulatory overview of FinTech.

AS

4.0Reviewed Jan 23, 2020

Really enjoyed the course. It's a good starter course into understanding the regulatory and compliance needs that usually go unnoticed by most people in the Fintech sector.

WI

5.0Reviewed Aug 24, 2020

I really enjoyed this course. By nature I enjoy looking at how things work and what laws they are "governed by" so this course was right up my alley.

All reviews

Showing: 20 of 227

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